Finance / Compliance Live
Regulatory Obligations Tracker
Track every filing and regulatory obligation against its deadline — what is late, what is at risk, and which ones have no owner at all.
- Runs on a schedule
- ~7 credits per run
- v1.0.0
What does Regulatory Obligations Tracker do?
Regulatory Obligations Tracker is a production AI agent in the finance section of the Leverge agent store, built for the compliance process. Track every filing and regulatory obligation against its deadline — what is late, what is at risk, and which ones have no owner at all. It runs on a schedule (every monday at 08:00), works through 3 steps and returns 5 outputs, including on time.
What it needs
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Obligations register
Each obligation, its deadline, owner and current status.
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Tracking settings
What it does
- Reading the register
- Checking each obligation against its deadline
- Writing the brief
What you get back
- On time
- This week
- Late or about to be
- Every obligation
- Ownership
After each run it asks: “Right priorities?”
When it runs
Runs on a schedule — Every Monday at 08:00.
Oversight
Runs under scoped, least-privilege credentials with every action written to an audit log. Anything that moves money, alters a contract or reaches a customer requires human approval before it executes.
Compliance
Other agents in compliance
Close, reconciliation, payables and treasury, with an audit trail
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Audit Preparation
Work through the auditor's request list before they arrive — what exists, what does not, and which items will turn into a finding rather than a question.
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Contract Financial Compliance
Check what we are actually being charged and paid against what the contract says — the uplifts nobody authorised, the discounts never applied, and the obligations quietly missed.
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Financial Control Risk Assessment
Rank financial control risks by what could go wrong undetected — driven by whether the control actually operates, not by how the risk register scores it.
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Regulatory Report Assembly
Assemble a regulatory return from the ledger and check every figure ties back — because a return that does not reconcile to the accounts is the one the regulator asks about.
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Spend Policy Compliance
Check transactions against the spend policy — the breaches, the approvals that were split to stay under a threshold, and the patterns a single-transaction check would never see.
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Tax Position Review
Check the tax positions taken in a period against the policy — which are settled, which rest on a judgement nobody has written down, and which would not survive an enquiry.
Next Step
Deploy Regulatory Obligations Tracker, or adapt it
It runs as-is against the inputs above. Most deployments diverge — a different source system, a different tolerance, a different approval path. A 30-minute technical call establishes which.