---
title: "Financial Control Risk Assessment"
section: "Agent store — Finance — Compliance"
canonical_url: "https://leverge.ai/agents/finance/compliance/financial-risk-assessment"
category: "Finance"
process: "Compliance"
trigger: "Runs on a schedule"
publisher: "Ailoitte Technologies Private Limited"
---

# Financial Control Risk Assessment

Rank financial control risks by what could go wrong undetected — driven by whether the control actually operates, not by how the risk register scores it.

## At a glance

- Business function: Finance
- Process: Compliance
- Runs: runs on a schedule — Quarterly, on the 5th at 09:00
- Run cost: 8 credits
- Uses a knowledge base: no

## What it needs

- **Risk and control register** (file upload) — Risks, the controls that address them, and evidence of the controls operating.
- **Assessment settings** (form)

## How it works

1. Reading the register
2. Testing whether the controls actually operate
3. Writing the assessment note

## What it returns

- **Risk covered by an operating control** (score)
- **Assessment note** (written summary)
- **Control exists on paper only** (flagged exceptions)
- **Risk by risk** (table of results)
- **Assessment basis** (verification checklist)

---

Source: https://leverge.ai/agents/finance/compliance/financial-risk-assessment — Leverge